Comparison of anatomical, functional and regression methods for estimating the rotation axes of the forearm
Introduction
Accurate estimation of the rotation axes of the forearm, flexion–extension (FE) and pronation–supination (PS), is important for clinical assessment of function and prosthesis design (London, 1981). One common approach is to define these axes directly from the positions of palpable anatomical landmarks (Schmidt et al., 1999). Such an anatomical approach is used in the ISB recommendations (Wu et al., 2005), with two possible definitions for the upper arm. In the first one (ISB1), the Coordinate System (CS) of the upper arm is based solely on landmarks belonging to the humerus, whereas in the second one (ISB2) landmarks from the forearm are also used. The ISB approaches offer a simple and easily implemented solution for describing elbow kinematics.
The other approach, referred to as functional, estimates the rotation axes by computing the instantaneous helical axes of rotation (IHAs) of the forearm relative to the upper arm. Subjects perform elbow flexion–extension and pronation–supination movements. The corresponding IHAs are then computed for each motion, with the average calculated to obtain a single functional axis of rotation for each degree of freedom (FE and PS). Functional methods have been used both ex vivo (Morrey and Chao, 1976, Veeger et al., 1997, Veeger and Yu, 1996, Hollister et al., 1994) and in vivo using non-invasive methods (Biryukova et al., 2000, Stokdijk et al., 1999, Stokdijk et al., 2000, Chin et al., 2010, Fohanno et al., 2013) or medical imaging (Youm et al., 1979, Nakamura et al., 1999, Tay et al., 2010). Using a functional method reduces kinematic cross-talk (Chin et al., 2010) and reduces marker residuals after reconstruction (Fohanno et al., 2013), and overall, gives a better estimate of the true physiological axes than anatomical methods. However, functional methods require experimental protocol modifications, which increase the duration of data collection sessions. Moreover, the algorithms used to compute functional axes are not straightforward and require a good knowledge of the underlying theory. In comparison, anatomical methods are much easier to use.
Functional axes studies have shown that, qualitatively, the position of the functional axes relative to anatomical landmarks is consistent among individuals. For instance, the FE axis is offset anteriorly and distally from the axis of the humeral epicondyles, and the PS axis is offset medially from the lateral humeral epicondyle (at the elbow) and from the ulnar styloid (at the wrist) (Youm et al., 1979, Veeger and Yu, 1996, Veeger et al., 1997, Stokdijk et al., 1999) The actual values of the offsets vary among individuals, but the relative positions are consistent. Anatomical methods, such as the ISB definitions, do not take these offsets into account. By doing so, it may be possible to improve on axes estimation while keeping the method as simple as the anatomical one.
This type of approach is commonly used for estimating the position of the hip joint centre (HJC). It is very common to estimate HJC location as a function of the distance between anatomical landmarks of the pelvis, such as the iliac spines. These relations are given in the form of regression equations, such as the ones provided by Bell et al. (1989) or Harrington et al. (2007), have been shown to give reliable estimates of the HJC positions and are widely used nowadays. Such methods will be further referred to as regression methods. Compared to functional methods, regression methods do not require additional experimental data collection, while offering improved joint parameters estimates compared to anatomical methods.
The primary objective of this study was to investigate the feasibility of a regression method to estimate the FE and PS axes positions from the positions of anatomical landmarks of the upper arm and forearm. To achieve this, two groups of subjects were used. In the first group, the functional FE and PS axes were computed for each subject, then normalised and averaged over all subjects. The average positions were used to build the regression equations. In the second group of subjects, joint angles obtained using these regressions were compared to those obtained from functional and anatomical methods. As a secondary goal, the results from the two ISB methods were also compared. Results from the functional method were considered as the reference.
Section snippets
Experiment
Thirty one (n=31) healthy, right-handed subjects (17 male, 14 female, mean age=28 y.o. SD=7, mean height=1.78 m SD=0.10, mean weight=76.0 kg SD=17.1) took part in the experiment. All participants were free from any upper limb musculoskeletal disease and chronic pain. The study was approved by University of South Australia Human Research Ethics Committee (protocol no. 0000026539). Written, informed consent was obtained before data collection. Participants were divided in two groups. Group A (n=21)
Results
The parameters׳ values for the regression equations (axes positions relative to anatomical landmarks) were obtained from Group A subjects (see Section 2), and are presented in Table 2.
FE and PS angles during both ADL motions, obtained using the four different methods, are presented in Fig. 3. The REACH task was associated with large (130°) flexion–extension and smaller (30°) pronation–supination ranges of motion, typical of activities of daily living. Conversely, the FLIP task exhibited smaller
Discussion
The average positions of the functional axes (Table 2) are consistent with their anatomical description (Youm et al., 1979). as well as with previously published functional studies (Veeger and Yu, 1996, Veeger et al., 1997, Stokdijk et al., 1999, Stokdijk et al., 2000, Chin et al., 2010). There was also large inter-subject variability in the axes׳ positions. This could be a consequence of anatomical variability among subjects, but it could also be due errors in anatomical landmarks
Conflicts of interest statement
The authors have no conflicts of interest to declare.
Acknowledgements
Nil.
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